SEC FORM 4 SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Reynolds Fredric G

(Last) (First) (Middle)
C/O MONDELEZ INTERNATIONAL, INC.
905 WEST FULTON MARKET, SUITE 200

(Street)
CHICAGO IL 60607

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Mondelez International, Inc. [ MDLZ ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
12/09/2021
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 12/09/2021 J(1) 101,195 A $60.795 152,848 D
Class A Common Stock 29,622 I GRAT
Class A Common Stock 12/14/2021 S(2) 90,000 D $63.2935(3) 62,848(4) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. On January 29, 2021, the reporting person established a grantor retained annuity trust and transferred (by gift) 130,817 shares of Mondelez International, Inc. ("MDLZ") common stock to the trust. On December 9, 2021, the reporting person withdrew 101,195 shares of MDLZ common stock from the grantor retained annuity trust. In exchange for the withdrawal of the MDLZ common stock, the reporting person contributed to the trust shares of stock of other companies and cash. The withdrawal of shares from the trust resulted in a decrease in the number of MDLZ shares the reporting person beneficially owned indirectly through the trust and a corresponding increase in the number of MDLZ shares the reporting person beneficially owned directly.
2. The reporting person's sale of MDLZ common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 90,000 shares of MDLZ common stock at a price of $63.2935 per share on December 14, 2021. The reporting person has paid to MDLZ the full amount of the profit realized in connection with the short-swing transaction.
3. The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.095 to $63.415 inclusive. The reporting person undertakes to provide to MDLZ, any security holder of MDLZ, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4.
4. Total number of shares owned includes 6,226 shares acquired through a dividend reinvestment program.
Remarks:
/s/ Jenny L. Lauth, by Power of Attorney 12/27/2021
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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